Name of Company
Registered Address
Business (mailing) Address
Telephone (office hours) (Please include country and area code)
Telephone (after office hours) (Please include country and area code)
Office Number (Please include country and area code)
Email Address
Source of Funds To Open The Account
Name of Bank
Bank Address
Bank Code (if any)
Branch Code (if any)
Swift/ABN Code
Account Name
Account Number
Account Type SavingsCurrent
Account Currency USDGBPEURJPYHKDAUD
In which of the following instruments have you previously traded Securities / EquitiesFuturesInterest Rates / BondsCommodities and MetalsCurrenciesOptions and Warrants
If Other please specify
Frequency of Trading DailyWeeklyMonthly
Securities / Equities (knowledge and understanding) NoneFairGoodExcellent
Futures (knowledge and understanding) NoneFairGoodExcellent
Options (knowledge and understanding) NoneFairGoodExcellent
Currencies (knowledge and understanding) NoneFairGoodExcellent
How many years of experience do you have, and how often do you trade?
Which bank or broker have you traded with in the last 2 years?
Do you understand margin trading and the risks involved in margin trading? YesNo
Trading Objectives To achieve speculative gainsFor hedging purposesFor capital growth over the medium to long termFor income
Risk Tolerance LowMediumHigh
I hereby represent and warrant that: (a) I understand that while there will inevitably be an element of advice provided in some of the services which you offer, this advice will not include or consist of advisory of discretionary business unless specifically agreed with me upon separate terms. I understand that unless I have agreed to separate terms for advisory or discretionary business the service will be of an execution only nature; (b) I have read and understood the Execution Policy and consent to the policy set out therein; (c) I have read and understood the Risk Warning and confirm that I understand the nature and risks of equities, CFDs, forex, futures and options trading; (d) The information provided by me in this form is true and accurate and I will promptly notify you in writing if any of the representations materially change or cease to be true and accurate; (e) I have read and understood and hereby confirm I am legally bound by the Agreement which this Form and the relevant Terms of Business together shall constitute one and the same instrument
Certificate of incorporation
Details of shareholders
Verification of two directors (if more than two)
Proof of Address dated within last 3 months (Bank Statement, loan statement, telephone bill) (note: mobile phone, internet bills and final demands will not be accepted)
Name
Date